1
|
Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Moab Capital Partners, LLC
20-4093001
|
||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
||
3
|
SEC Use Only
|
||
4
|
Citizenship or Place of Organization
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole Voting Power
664,835
|
|
6
|
Shared Voting Power
0
|
||
7
|
Sole Dispositive Power
664,835
|
||
8
|
Shared Dispositive Power
0
|
||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
664,835
|
||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
||
11
|
Percent of Class Represented by Amount in Row (9)
5.13%
|
||
12
|
Type of Reporting Person (See Instructions)
IA
|
1
|
Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Moab Partners, L.P.
20-4092810
|
||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
||
3
|
SEC Use Only
|
||
4
|
Citizenship or Place of Organization
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole Voting Power
664,835
|
|
6
|
Shared Voting Power
0
|
||
7
|
Sole Dispositive Power
664,835
|
||
8
|
Shared Dispositive Power
0
|
||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
664,835
|
||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
||
11
|
Percent of Class Represented by Amount in Row (9)
5.13%
|
||
12
|
Type of Reporting Person (See Instructions)
PN
|
1
|
Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Michael M. Rothenberg
|
||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
||
3
|
SEC Use Only
|
||
4
|
Citizenship or Place of Organization
United States of America
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole Voting Power
664,835
|
|
6
|
Shared Voting Power
0
|
||
7
|
Sole Dispositive Power
664,835
|
||
8
|
Shared Dispositive Power
0
|
||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
664,835
|
||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
||
11
|
Percent of Class Represented by Amount in Row (9)
5.13%
|
||
12
|
Type of Reporting Person (See Instructions)
IN, HC
|
1
|
Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
David A. Sackler
|
||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
||
3
|
SEC Use Only
|
||
4
|
Citizenship or Place of Organization
United States of America
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
Sole Voting Power
664,835
|
|
6
|
Shared Voting Power
0
|
||
7
|
Sole Dispositive Power
664,835
|
||
8
|
Shared Dispositive Power
0
|
||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
664,835
|
||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
||
11
|
Percent of Class Represented by Amount in Row (9)
5.13%
|
||
12
|
Type of Reporting Person (See Instructions)
IN, HC
|
Item 3.
|
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c).
|
|
(b)
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8).
|
|
(e)
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).*
|
|
(f)
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(ii)(F).
|
|
(g)
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).**
|
|
(h)
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|
(i)
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
|
|
(j)
|
Group in accordance with § 240.13d-1(b)(ii)(J).
|
|
(i) Sole power to vote or to direct the vote: 664,835
|
|
(ii) Shared power to direct the vote: 0
|
|
(iii) Sole power to dispose or to direct the disposition of: 664,835
|
|
(iv) Shared power to dispose or to direct the disposition of: 0
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
|
N/A
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
N/A
|
Item 9.
|
Notice of Dissolution of Group.
|
|
N/A
|
Item 10.
|
Certification:
|
Moab Partners, L.P.
|
|||
By: Moab Capital Partners, LLC, its General Partner
|
|||
By:
|
/s/ Michael M. Rothenberg
|
||
Michael M. Rothenberg, Managing Director
|
|||
Moab Capital Partners, LLC
|
|||
By:
|
/s/ Michael M. Rothenberg
|
||
Michael M. Rothenberg, Managing Director
|
|||
/s/ Michael M. Rothenberg
Michael M. Rothenberg
|
|||
/s/ David A. Sackler
|
|||
David A. Sackler
|
Moab Partners, L.P.
|
|||
By: Moab Capital Partners, LLC, its General Partner
|
|||
By:
|
/s/ Michael M. Rothenberg
|
||
Michael M. Rothenberg, Managing Director
|
|||
Moab Capital Partners, LLC
|
|||
By:
|
/s/ Michael M. Rothenberg
|
||
Michael M. Rothenberg, Managing Director
|
|||
/s/ Michael M. Rothenberg
Michael M. Rothenberg
|
|||
/s/ David A. Sackler
|
|||
David A. Sackler
|